Terms and Conditions

This website has been prepared and is maintained by Apera Asset Management LLP (“Apera”) and is only directed at persons who are professional clients or eligible counterparties as defined in the FCA Handbook. It is not directed at retail clients. 

Apera is authorised and regulated by the UK Financial Conduct Authority (“FCA”) with registration number 771080. Apera is incorporated in the United Kingdom under registered number OC413428 and has its registered office at 33 Cavendish Square, London W1G 0PW. 

This website is not intended for use by any person or entity in any jurisdiction or country where such use would be contrary to local law or regulation. In particular, this document is not intended for use in the United States or for the account of U.S. persons (as defined in Regulation S under the United States Securities Act of 1933, as amended (the "Securities Act") except to persons who are "qualified purchasers" (as defined in the United States Investment Company Act of 1940, as amended (the "Companies Act")) and "accredited investors" (as defined in Rule 501(a) under the Securities Act). 

This website is for information purposes only and should not be regarded as an offer to buy or a solicitation of an offer to buy shares in the funds promoted by Apera (the "Funds"). Investment in the Funds promoted by Apera carries significant risk of loss of capital and investors should carefully review the terms of the Funds' offering documents for details of these risks. The prospectuses of the Funds are the only authorised documents for offering of shares of the Funds and may only be distributed in accordance with the laws and regulations of each appropriate jurisdiction in which any potential investor resides. Nothing described herein is intended to imply that an investment in the Funds is "safe", "conservative", "risk free" or "risk averse". This website does not consider the specific investment objective, financial situation or particular needs of any investor and an investment in the Funds is not suitable for all investors.  Investors are reminded that past performance should not be seen as an indication of future performance and that they might not get back the amount that they originally invested. The price of shares can go up as well as down and can be affected by changes in the rates of exchange.  

Nothing on this website constitutes investment, legal tax or other advice nor is it to be relied upon in making an investment decision. No recommendation is made positive or otherwise regarding individual securities mentioned herein. No guarantee is made as to the accuracy of the information provided which has been obtained from sources believed to be reliable.

Apera Asset Management GmbH
Ainmillerstraße 11
D-80801 München, Germany

tel. +49 89 26 20 75 754
info@apera-am.com

Legal form: Gesellschaft mit beschränkter Haftung (GmbH)

VAT identification number: DE325894818

Registered office: München, Germany

Commercial register: Local court of Munich , HRB 242737

Legal Representatives: Managing Directors: Dr. Klaus Petersen, Robert Alexander Fitz-Gerald Shaw and David A. Wilmot

Supervisory authorities: 

German Federal Financial Supervisory Authority, Marie-Curie-Straße 24-28, 60439 Frankfurt am Main, Germany (permission according to Section 15 of the German Securities Institutions Act (Wertpapierinstitutsgesetz - WpIG)) - www.bafin.de

Chamber of Industry and Commerce of Munich and Upper Bavaria, Max-Joseph-Straße 2, 8033 München, Germany (permission according to § 34c para. 1 s. 1 no. 2 German Trade Act for the brokerage of loan agreements, with the exception of agreements within the meaning of § 34i para. 1 s. 1 German Trade Act, or proof of the opportunity to enter into such agreements)

Apera Asset Management GmbH is assigned to the Compensation Scheme of Securities Trading Companies (Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW), 10865 Berlin, Germany). www.e-d-w.de

Information of Apera Asset Management GmbH regarding the complaint handling

If you have a complaint, please contact the Compliance Officer with details. You may make a complaint in person, by telephone or in writing: 

Telephone: +49 89 2620 75755, Email: kpetersen@apera-am.com, Address: Ainmillerstraße 11, 80801 München

Our Complaints Procedure:

1. Once a complaint is made, we will send you a letter acknowledging receipt of your complaint promptly and without undue delay, enclosing a copy of this procedure. 

2. We will then investigate your complaint diligently and impartially. We may request that you provide additional information to assist us with our investigation. 

3. We will keep you informed of the progress of our investigation and, if appropriate, our proposed action to resolve your complaint. 

4. If you accept our proposed action to resolve your complaint we will conclude the matter promptly. 

5. We will take all reasonable steps to resolve your complaint within eight weeks of receipt. 

6. If your complaint is not resolved to your satisfaction, you have the option to communicate your complaint to the German Federal Financial Supervisory Authority – Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)  www.bafin.de or take civil action. We do not participate in any alternative dispute resolution mechanism. 

All complaints are submitted free of charge. 

France branch

Apera Asset Management GmbH – French branch
34 Avenue Matignon
75008 Paris 
France

Tel. +33 1 88 45 01 34
lmheck@apera-am.com

Trade and Companies Register (Registre du Commerce et des Sociétés) : 850 903 279 R.C.S. Paris  

Legal Representatives (Responsables de la Succursale): Louis-Matthieu Heck, Robert Alexander Fitz-Gerald Shaw

Supervisory authorities (Autorités de surveillance): Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin), Autorité de contrôle prudentiel et de résolution (ACPR), Autorité des Marchés Financiers (AMF)

TVA Intracommunautaire: FR37 850903279

Apera Asset Management GmbH – French branch est une succursale d’Apera Asset Management GmbH, société à responsabilité limitée, ayant son siège social à Munich, Allemagne, et inscrite au registre de commerce allemand du tribunal de grande instance de Munich sous le numéro HRB 242737. Les représentants légaux d’Apera Asset Management GmbH sont Klaus Petersen, Robert Alexander Fitz-Gerald Shaw et David A. Wilmot. Apera Asset Management GmbH est autorisée en tant qu’entreprise d’investissement en Allemagne par l’Autorité Fédérale Allemande de Surveillance Financière, Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin, Marie-Curie-Straße 24-28, D-60439 Frankfurt am Main, à fournir des services financiers conformément à la Section 15 de la loi allemande relative aux entreprises d’investissement (Wertpapierinstitutsgesetz - WpIG) (BaFin-ID: 156141)